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  • Berkeley Global

Investment Industry Fundamentals

BUS ADM X405.1

11204490
Gain an overall understanding of ethics and regulation, inputs and tools, investment instruments, industry structure, terminology, processes and procedures, and best practices to serve client needs. Whether you’re a professional in IT, marketing, sales, operations or any other role that supports investment decision makers, this course helps you support them and prepares for the Claritas® exam and earn the Claritas® Investment Certificate that is awarded by the CFA Institute upon successful completion of the exam. This course and the Claritas® program can help you provide superior service to clients and compete more effectively in the marketplace. Instruction culminates with a mock exam to further prepare you to confidently sit for the Claritas® Investment Certificate exam.
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Notes

CFA Society San Francisco and UC Berkeley Extension have designed this course to give anyone in financial services, and those who wish to enter or re-enter the industry, a broad but solid overview and clearer understanding of the investment industry and the professional responsibilities within it. In addition to completing this course, you must also register through CFA Institute for the Claritas® Program. By enrolling in this course, you are also eligible for a $200 discount on your CFA Institute Claritas® exam registration.

Departmental contact: extension-business@berkeley.edu | (510) 642-4231

Instructional Types

Live Online
Live Online courses provide an interactive learning experience with scheduled synchronous online sessions held via Zoom video conferencing (Pacific Time). Learn more about the Live Online format.
Online, Start Anytime
Continuous enrollment course begins when you enroll. You have a minimum of 90 days and a maximum of 180 days to complete the course.
Online, Fixed Date
Enroll in this course by its start date and complete it by its specified end date. There are no live sessions, but plenty of opportunities to collaborate with your classmates and instructor.
Classroom
Take classes in-person at one of our buildings or partner locations.

English Language Proficiency Requirements

All of our courses are taught in English. If English is not your first language, please use the following test scores as guides in order to be successful:

  • TOEFL: 90
  • IELTS Academic Format: 7
  • DAAD: C1
  • TEM-4 or TEM-8: Level 70

Note: You do not need to submit test scores.

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