Investment Industry Fundamentals – BUS ADM X405.1

Gain an overall understanding of ethics and regulation, inputs and tools, investment instruments, industry structure, terminology, processes and procedures, and best practices to serve client needs. Whether you’re a professional in IT, marketing, sales, operations or any other role that supports investment decision makers, this course helps you support them and prepares for the Claritas® exam and earn the Claritas^® Investment Certificate that is awarded by the CFA Institute upon successful completion of the exam. This course and the Claritas^® program can help you provide superior service to clients and compete more effectively in the marketplace. Instruction culminates with a mock exam to further prepare you to confidently sit for the Claritas^® Investment Certificate exam.

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CFA Society San Francisco and UC Berkeley Extension have designed this course to give anyone in financial services, and those who wish to enter or re-enter the industry, a broad but solid overview and clearer understanding of the investment industry and the professional responsibilities within it. In addition to completing this course, you must also register through CFA Institute for the Claritas^® Program. By enrolling in this course, you are also eligible for a $200 discount on your CFA Institute Claritas^® exam registration.